Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Rahul N. AgrawalWalnut Creek, CA | Concentric | Adviser only | – | Atlas | 2019 |
| 2Frederick R. BacaniNewtown Square, PA | Concentric +1 more | Adviser only | – | Atlas | 2004 |
| 3Adrian E. ColmenaresBoston, MA | Concentric | Adviser only | – | Atlas | 2025 |
| 4Ashley E. DuffeyLakewood, CO | Concentric | Adviser only | CFA | Atlas | 2018 |
| 5Luke D. HassWalnut Creek, CA | Concentric | Adviser only | – | Atlas | 2025 |
| 6Bryan J. LeeNew York, NY | Concentric | Adviser only | – | Atlas | 2019 |
| 7Lindy R. MossBoston, MA | Concentric | Adviser only | – | Atlas | 2026 |
| 8Eric S. ShulenbergerNewtown Square, PA | Concentric +1 more | Adviser only | – | Atlas | 2015 |
| 9Ralph M. StudleyWalnut Creek, CA | Concentric | Adviser only | – | Atlas | 2013 |
| 10Jia XuWalnut Creek, CA | Concentric | Adviser only | – | Atlas | 2020 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.