Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Martin M. BoneyRaleigh, NC | Tradewinds, LLC | Adviser only | – | Atlas | 1999 |
| 2James E. BowieRaleigh, NC | Tradewinds, LLC | Adviser only | – | Atlas | 2023 |
| 3Miller B. HoffmanRaleigh, NC | Tradewinds, LLC | Adviser only | CFP | Atlas | 2019 |
| 4Austin B. MooreRaleigh, NC | Tradewinds, LLC | Adviser only | CFP | Atlas | 2025 |
| 5Tracey L. NoblesRaleigh, NC | Tradewinds, LLC | Adviser only | – | Atlas | 2011 |
| 6Stephen M. RossRaleigh, NC | Tradewinds, LLC | Adviser only | – | Atlas | 2002 |
| 7Emma I. SchneiderRaleigh, NC | Tradewinds, LLC | Adviser only | – | Atlas | 2025 |
| 8Ralston TurnerRaleigh, NC | Tradewinds, LLC | Adviser only | – | Atlas | 2018 |
| 9Timothy M. WhitneyRaleigh, NC | Tradewinds, LLC | Adviser only | CFP | Atlas | 2004 |
| 10Stephanie R. WilliamsRaleigh, NC | Tradewinds, LLC | Adviser only | CFP | Atlas | 2005 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.