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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Alan B. ComerBaton Rouge, LAPelican Investment Advisors, LLCAdviser only–Atlas2006
2Kathryn V. DavisBaton Rouge, LAPelican Investment Advisors, LLCAdviser onlyCFPAtlas2007
3Sean E. DavisBaton Rouge, LAPelican Investment Advisors, LLCAdviser and broker–Atlas2004
4Philip F. DetlefsBaton Rouge, LAPelican Investment Advisors, LLCAdviser only–Atlas2026
5Benton A. ForetThibodaux, LAPelican Investment Advisors, LLCAdviser only–Atlas2026
6Lesley P. Harleaux Jr.Baton Rouge, LAPelican Investment Advisors, LLCAdviser only–Atlas2011
7Sean P. OneillBaton Rouge, LAPelican Investment Advisors, LLCAdviser only–Atlas2025
8Kevin B. RichardsonBaton Rouge, LAPelican Investment Advisors, LLCAdviser only–Atlas2007
9Randall B. RichardsonBaton Rouge, LAPelican Investment Advisors, LLCAdviser and broker–Atlas2010
10Russell C. TaylorBaton Rouge, LAPelican Investment Advisors, LLCAdviser only–Atlas2022

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.