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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 103 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

103 advisors

Unlock all 103
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Tenny E. AdourianLos Angeles, CACapital Group Private Client Services, Inc.Adviser onlyChFCAtlas2024
2Thomas N. Anderson Jr.Los Angeles, CACapital Group Private Client Services, Inc.Adviser only–Atlas2008
3David ArchilaLos Angeles, CACapital Group Private Client Services, Inc.Adviser only–Atlas2022
4J B. BarnesLos Angeles, CACapital Group Private Client Services, Inc.Adviser only–Atlas2012
5Jennifer G. BirdseyLos Angeles, CACapital Group Private Client Services, Inc.Adviser onlyCFPAtlas2009
6Charles S. BoardmanNew York, NYCapital Group Private Client Services, Inc.Adviser only–Atlas2025
7Intcher BramlettLos Angeles, CACapital Group Private Client Services, Inc.Adviser onlyCFPAtlas2024
8Justin BrennanLos Angeles, CACapital Group Private Client Services, Inc.Adviser only–Atlas2015
9Keith T. BrennanNew York, NYCapital Group Private Client Services, Inc.Adviser only–Atlas2013
10Massimo BufaliniNew York, NYCapital Group Private Client Services, Inc.Adviser only–Atlas2022

93 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.