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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Timothy J. BartlettTampa, FLUnique Wealth, LLCAdviser onlyCFP, ChFCAtlas2008
2Travis J. GingrasTampa, FLUnique Wealth, LLCAdviser onlyCFP, ChFCAtlas2007
3Nicholas R. KuszlykTampa, FLUnique Wealth, LLCAdviser only–Atlas2026
4Shannon R. McCabeTampa, FLUnique Wealth, LLCAdviser only–Atlas2020
5Samuel O. RiceTampa, FLUnique Wealth, LLCAdviser only–Atlas2025
6Jeffrey J. SieversTampa, FLUnique Wealth, LLCAdviser onlyCFP, ChFCAtlas2021
7Paul A. SullivanTampa, FLUnique Wealth, LLCAdviser only–Atlas2024
8Michael J. TalbotTampa, FLUnique Wealth, LLCAdviser only–Atlas2021
9Jessica R. ThayerTampa, FLUnique Wealth, LLCAdviser onlyCFP, ChFCAtlas2021
10Connor L. WassonTampa, FLUnique Wealth, LLCAdviser only–Atlas2023

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.