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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 27 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

27 advisors

Unlock all 27
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1McKenzie K. AndersonSioux Falls, SDRBC Capital Markets, LLCAdviser and broker–Atlas2024
2James D. AugustineDakota Dunes, SDRBC Capital Markets, LLCAdviser and broker–Atlas2011
3Ashley BradskyRapid City, SDRBC Capital Markets, LLCAdviser and broker–Atlas2026
4Allen R. CaneteRapid City, SDRBC Capital Markets, LLCAdviser and broker–Atlas1999
5James R. ClementRapid City, SDRBC Capital Markets, LLCAdviser and broker–Atlas2000
6Jennifer L. GreeneRapid City, SDRBC Capital Markets, LLCAdviser and broker–Atlas2024
7Gary P. HaackRapid City, SDRBC Capital Markets, LLCAdviser and brokerCFP, ChFCAtlas2020
8Kathryn G. HayesSioux Falls, SDRBC Capital Markets, LLCAdviser and broker–Atlas2017
9John D. HillardRapid City, SDRBC Capital Markets, LLCAdviser and broker–Atlas2025
10Chad J. HodgesSioux Falls, SDRBC Capital Markets, LLCAdviser and broker–Atlas2018

17 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.