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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 172 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

172 advisors

Unlock all 172
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1John F. AcostaFlorham Park, NJRBC Capital Markets, LLCAdviser and broker–Atlas2009
2Kathryn M. AkemannFlorham Park, NJRBC Capital Markets, LLCAdviser and broker–Atlas2022
3Vincent AlbaneseParamus, NJRBC Capital Markets, LLCAdviser and broker–Atlas2002
4Steven H. AltholtzFlorham Park, NJRBC Capital Markets, LLCAdviser and broker–Atlas2020
5Darren AmerkanianFlorham Park, NJRBC Capital Markets, LLCAdviser and broker–Atlas2002
6Christopher M. AndreachRed Bank, NJRBC Capital Markets, LLCAdviser and brokerCFPAtlas1995
7Amy M. AntonellisFlorham Park, NJRBC Capital Markets, LLCAdviser and broker–Atlas2012
8Jerry AzzolliniFranklin Lakes, NJRBC Capital Markets, LLCAdviser and broker–Atlas2021
9Jason L. BabbMontvale, NJRBC Capital Markets, LLCAdviser and brokerCFAAtlas2010
10Emil BaczykPrinceton, NJRBC Capital Markets, LLCAdviser and brokerCFPAtlas2010

162 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.