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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

8 advisors

Unlock all 8
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Dylan J. DroegemuellerFargo, NDRBC Capital Markets, LLCAdviser and broker–Atlas2023
2Allison M. JacobsonFargo, NDRBC Capital Markets, LLCAdviser and broker–Atlas2023
3Christopher W. KollitzFargo, NDRBC Capital Markets, LLCAdviser and broker–Atlas2014
4Patrick M. McGrathFargo, NDRBC Capital Markets, LLCAdviser and broker–Atlas2015
5Christopher S. MeierFargo, NDRBC Capital Markets, LLCAdviser and broker–Atlas2000
6Chad W. StarkFargo, NDRBC Capital Markets, LLCAdviser and broker–Atlas2001
7Byron D. TrochmanFargo, NDRBC Capital Markets, LLCAdviser and broker–Atlas2001
8Brett L. WinkelmanFargo, NDRBC Capital Markets, LLCAdviser and broker–Atlas2019

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.