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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 291 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

291 advisors

Unlock all 291
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Helen L. AbeGreenbrae, CARBC Capital Markets, LLCAdviser and broker–Atlas1997
2Brian J. AddingtonSan Francisco, CARBC Capital Markets, LLCAdviser and broker–Atlas2001
3Nona AgboBeverly Hills, CARBC Capital Markets, LLCAdviser and broker–Atlas2007
4Courtney E. AllenSan Diego, CARBC Capital Markets, LLCAdviser and broker–Atlas2011
5Theresa AllenIrvine, CARBC Capital Markets, LLCAdviser and broker–Atlas2000
6Liam R. AllfordSan Diego, CARBC Capital Markets, LLCAdviser and broker–Atlas2026
7William R. AllfordSan Diego, CARBC Capital Markets, LLCAdviser and broker–Atlas2001
8Shaun AlzateSan Diego, CARBC Capital Markets, LLCAdviser and broker–Atlas2018
9Rachael S. AspaturianLos Angeles, CARBC Capital Markets, LLCAdviser and broker–Atlas2022
10Mauris AziziBeverly Hills, CARBC Capital Markets, LLCAdviser and broker–Atlas2004

281 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.