Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 17 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
17 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1William S. BorleisSarasota, FL | Tactive Advisors, LLC | Adviser only | – | Atlas | 2004 |
| 2Casey CasonPeoria, AZ | Tactive Advisors, LLC +1 more | Adviser only | – | Atlas | 2003 |
| 3Perry J. CliftonSanta Clara, CA | Tactive Advisors, LLC | Adviser only | – | Atlas | 2005 |
| 4Giovanni CuarezLos Angeles, CA | Tactive Advisors, LLC | Adviser only | – | Atlas | 2021 |
| 5Richard R. Dwyer Jr.Lee's Summit, MO | Tactive Advisors, LLC | Adviser only | – | Atlas | 2011 |
| 6Turill A. EngelmanHuntington Beach, CA | Tactive Advisors, LLC | Adviser only | – | Atlas | 2024 |
| 7Charles GiaquintoSarasota, FL | Tactive Advisors, LLC | Adviser only | – | Atlas | 2015 |
| 8Edmund R. Gifford Jr.Las Vegas, NV | Tactive Advisors, LLC | Adviser only | CFP | Atlas | 2009 |
| 9Joseph C. GissySarasota, FL | Tactive Advisors, LLC | Adviser only | – | Atlas | 2014 |
| 10Edward J. JaaxSarasota, FL | Tactive Advisors, LLC | Adviser only | CFP | Atlas | 2010 |
7 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.