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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1David L. DarnerIowa City, IAStrategic Asset Management LLC.Adviser only–Atlas2001
2Jonathan P. HorickMinneapolis, MNStrategic Asset Management LLC.Adviser onlyCFAAtlas2014
3Wade M. JohnsonIowa City, IAStrategic Asset Management LLC.Adviser only–Atlas2002
4Nathan A. LovikRochester, MNStrategic Asset Management LLC.Adviser onlyCFPAtlas2013
5Monica R. MimsIowa City, IAStrategic Asset Management LLC.Adviser only–Atlas2020
6Kristen M. MuellerSt. Paul, MNStrategic Asset Management LLC.Adviser only–Atlas2017
7Gregory B. NelsonRochester, MNStrategic Asset Management LLC. +1 moreAdviser and brokerCFPAtlas2013
8Adam L. RaineyRochester, MNStrategic Asset Management LLC. +1 moreAdviser and brokerCFPAtlas2015
9John L. ShockeyGranbury, TXStrategic Asset Management LLC.Adviser only–Atlas2005
10David J. WilleumierEast Dundee, ILStrategic Asset Management LLC.Adviser only–Atlas2007

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.