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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Douglas H. DaveyEl Dorado Hills, CAStatheros Financial Solutions, Inc.Adviser only–Atlas2008
2Bryan D. GutierrezEl Dorado Hills, CAStatheros Financial Solutions, Inc.Adviser only–Atlas2012
3Daniel C. GutierrezEl Dorado Hills, CAStatheros Financial Solutions, Inc.Adviser only–Atlas2001
4Caleb HillikerEl Dorado Hills, CAStatheros Financial Solutions, Inc.Adviser only–Atlas2023
5Jacob R. ParsonsEl Dorado Hills, CAStatheros Financial Solutions, Inc.Adviser onlyCFP, ChFCAtlas2006
6Trevor S. ParsonsEl Dorado Hills, CAStatheros Financial Solutions, Inc.Adviser only–Atlas2026
7Gregory A. PetersonHailey, IDStatheros Financial Solutions, Inc.Adviser onlyPFSAtlas2007
8Michael L. RobertsSan Jose, CAStatheros Financial Solutions, Inc.Adviser only–Atlas2008
9Kelly L. RoemersSan Jose, CAStatheros Financial Solutions, Inc.Adviser only–Atlas2016
10Justin S. WaisnerEl Dorado Hills, CAStatheros Financial Solutions, Inc.Adviser only–Atlas2022

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.