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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 123 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

123 advisors

Unlock all 123
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Rodney W. AmiconePalm Harbor, FLIp Financial Advisory Services LLCAdviser and broker–Atlas2008
2Michael BalchCharlotte, NCIp Financial Advisory Services LLCAdviser and broker–Atlas2005
3Michael BarrowsIrvine, CAIp Financial Advisory Services LLCAdviser only–Atlas2007
4Daniel K. BeechCharlotte, NCIp Financial Advisory Services LLCAdviser only–Atlas2017
5Andrew BenetCharlotte, NCIp Financial Advisory Services LLCAdviser and broker–Atlas2021
6James M. BenjamsonBattle Ground, WAIp Financial Advisory Services LLCAdviser and broker–Atlas2002
7Aaron A. BermanMiami, FLIp Financial Advisory Services LLCAdviser and broker–Atlas2008
8David BlockNew York, NYIp Financial Advisory Services LLCAdviser and brokerCFPAtlas2021
9Melvin D. BrooksCharlotte, NCIp Financial Advisory Services LLCAdviser and broker–Atlas2004
10Theodore L. BrooksNorth Haven, CTIp Financial Advisory Services LLCAdviser and broker–Atlas2003

113 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.