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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 112 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

112 advisors

Unlock all 112
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jay D. AhlbeckPlainfield, NJMariner IndependentAdviser onlyChFCAtlas2003
2Mayelin AlvarezDoral, FLMariner IndependentAdviser only–Atlas2023
3Dar M. BaruchimSchaumburg, ILMariner IndependentAdviser only–Atlas2026
4Audry J. BatisteLas Vegas, NVMariner IndependentAdviser onlyCFPAtlas2010
5Evan T. BeachAlexandria, VAMariner IndependentAdviser onlyCFPAtlas2009
6Nicole BelangerHughesville, MDMariner IndependentAdviser only–Atlas2026
7Frank B. BertschDubuque, IAMariner IndependentAdviser only–Atlas2022
8Bradley D. BoogrenFlushing, MIMariner IndependentAdviser only–Atlas2010
9Charles J. BoulwareBrecksville, OHMariner IndependentAdviser onlyCFPAtlas1999
10Samuel P. BoydPurcellville, VAMariner IndependentAdviser onlyCFPAtlas2010

102 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.