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Est. 2026The front page of wealth managementNew York

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AtlasFinancial ADVSR
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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 20 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

20 advisors

Unlock all 20
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Kyle R. BriggsSanta Monica, CAMariner IndependentAdviser only–Atlas2012
2John BuckinghamAliso Viejo, CAMariner IndependentAdviser only–Atlas1997
3Jason R. ClarkAliso Viejo, CAMariner IndependentAdviser onlyCFAAtlas2007
4Casey A. ClureRedding, CAMariner IndependentAdviser onlyCFPAtlas2013
5Andrew B. DouilleRedondo Beach, CAMariner IndependentAdviser only–Atlas2024
6Phillip A. EdwardsAliso Viejo, CAMariner IndependentAdviser only–Atlas2026
7Alan M. GelbLos Angeles, CAMariner IndependentAdviser onlyCFPAtlas2003
8Robert GriffithMt. Shasta, CAMariner IndependentAdviser onlyPFSAtlas2026
9Roy GuiaTorrance, CAMariner IndependentAdviser only–Atlas2026
10John HanCampbell, CAMariner IndependentAdviser onlyChFCAtlas2001

10 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.