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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ward P. BrooksRockledge, FLApi Financial Advisors, LLCAdviser only–Atlas2013
2Nathan BurksRockledge, FLApi Financial Advisors, LLCAdviser only–Atlas2024
3Dustan R. ChristensenPalm Harbor, FLApi Financial Advisors, LLCAdviser only–Atlas2024
4Matthew E. MylandRockledge, FLSolomon Api LLC +1 moreAdviser only–Atlas2000
5Neal P. QuonRockledge, FLApi Financial Advisors, LLCAdviser only–Atlas2003
6Andrew R. Scheirer IIRockledge, FLApi Financial Advisors, LLCAdviser only–Atlas2002
7Tim T. SmithRockledge, FLApi Financial Advisors, LLCAdviser onlyChFCAtlas2004
8Paul C. StanleyRockledge, FLSolomon Api LLC +1 moreAdviser only–Atlas2001
9Norman B. TaylorRockledge, FLApi Financial Advisors, LLCAdviser only–Atlas2020

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.