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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Lisa D. BeatyPalm Desert, CAKeystone Private Wealth +1 moreAdviser and broker–Atlas2006
2Salvatore BommaritoPalm Desert, CAKeystone Private WealthAdviser only–Atlas2026
3Kelli K. CoxPalm Desert, CAKeystone Private WealthAdviser only–Atlas2023
4Shattuck F. LammPalm Desert, CAKeystone Private Wealth +1 moreAdviser and broker–Atlas2001
5Timothy T. LuttmersPalm Desert, CAKeystone Private Wealth +1 moreAdviser and broker–Atlas2024
6Michael R. MortensonPalm Desert, CAKeystone Private Wealth +1 moreAdviser onlyCFPAtlas2012
7John C. PolovickPalm Desert, CAKeystone Private Wealth +1 moreAdviser and broker–Atlas2014
8Christopher R. RickPalm Desert, CAKeystone Private Wealth +1 moreAdviser and brokerCFPAtlas2010
9Brandon RosiPalm Desert, CAKeystone Private WealthAdviser only–Atlas2025
10Luke M. ThatcherPalm Desert, CAKeystone Private WealthAdviser only–Atlas2026

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.