Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 37 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
37 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Daniel M. AgogliaKing Of Prussia, PA | Independence Square Holdings, LLC | Adviser and broker | – | Atlas | 2017 |
| 2Benjamin M. AuslanderKing Of Prussia, PA | Independence Square Holdings, LLC | Adviser only | – | Atlas | 2014 |
| 3Norman S. BatanskyKing Of Prussia, PA | Independence Square Holdings, LLC | Adviser only | – | Atlas | 2007 |
| 4Michael B. BurchellKing Of Prussia, PA | Independence Square Holdings, LLC | Adviser only | – | Atlas | 2021 |
| 5Kaleb M. BurnsKing Of Prussia, PA | Independence Square Holdings, LLC | Adviser and broker | – | Atlas | 2013 |
| 6Kenneth G. CalaKing Of Prussia, PA | Independence Square Holdings, LLC +1 more | Adviser only | CFP | Atlas | 2001 |
| 7Mark G. ComynsKing Of Prussia, PA | Independence Square Holdings, LLC +1 more | Adviser and broker | – | Atlas | 2002 |
| 8John R. DelpKing Of Prussia, PA | Independence Square Holdings, LLC | Adviser and broker | – | Atlas | 2004 |
| 9Joseph B. ElliottKing Of Prussia, PA | Independence Square Holdings, LLC | Adviser only | CFP | Atlas | 2012 |
| 10Steven T. EpsteinBurlingame, CA | Independence Square Holdings, LLC | Adviser only | – | Atlas | 2012 |
27 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.