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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Joseph E. BettiNewtown, PAAndrew Garrett Inc.Adviser and broker–Atlas2006
2Jung F. ChangPalo Alto, CAAndrew Garrett Inc.Adviser and broker–Atlas2017
3Akiva DavisNew York, NYAndrew Garrett Inc.Adviser and broker–Atlas2005
4Kurt D. FolcherNewtown, PAAndrew Garrett Inc.Adviser and broker–Atlas2006
5Patrick J. HehirNewtown, PAAndrew Garrett Inc.Adviser and brokerCFPAtlas2006
6Mariano A. HeninRiverside, CTAndrew Garrett Inc.Adviser and brokerCFPAtlas2013
7Brian M. KuhnsNewtown, PAAndrew Garrett Inc.Adviser and broker–Atlas2006
8Mark H. MaurerAnderson, SCAndrew Garrett Inc.Adviser and broker–Atlas2007
9Robert N. SchafferDelray Beach, FLAndrew Garrett Inc.Adviser and broker–Atlas2009
10Lawrence G. StidhamAnderson, SCAndrew Garrett Inc.Adviser and broker–Atlas2021

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.