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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 72 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

72 advisors

Unlock all 72
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Maura I. AllenDes Moines, IAPrincipal Advised ServicesAdviser and broker–Atlas2024
2Angela D. BailiffDes Moines, IAPrincipal Advised ServicesAdviser and broker–Atlas2024
3Krystian T. BajorekW Des Moines, IAPrincipal Advised ServicesAdviser and broker–Atlas2025
4Logan R. BauhsWaterloo, IAPrincipal Advised ServicesAdviser and broker–Atlas2024
5James M. BeatyWest Des Moines, IAPrincipal Advised ServicesAdviser and broker–Atlas2024
6James M. BergCarlisle, IAPrincipal Advised ServicesAdviser and broker–Atlas2024
7Jacob M. BergmanAnkeny, IAPrincipal Advised ServicesAdviser and broker–Atlas2024
8Jenny S. BorcherdingDes Moines, IAPrincipal Advised ServicesAdviser and broker–Atlas2024
9Owen S. BrauchDes Moines, IAPrincipal Advised ServicesAdviser and broker–Atlas2026
10Tammy M. BroderickCreston, IAPrincipal Advised ServicesAdviser and broker–Atlas2024

62 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.