Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 35 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
35 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Christopher M. BellBoca Raton, FL | Rockefeller Financial LLC +1 more | Adviser and broker | – | Atlas | 2008 |
| 2Zachary J. Bond-StefoPonte Vedra, FL | Rockefeller Financial LLC +1 more | Adviser and broker | – | Atlas | 2019 |
| 3Jarrett T. BostwickWellington, FL | Rockefeller Financial LLC +1 more | Adviser and broker | – | Atlas | 2003 |
| 4Raymond L. ChasePonte Vedra, FL | Rockefeller Capital Management +1 more | Adviser and broker | CFP | Atlas | 1997 |
| 5Peter J. ClarkePalm Beach Gardens, FL | Rockefeller Financial LLC +1 more | Adviser and broker | – | Atlas | 1991 |
| 6John M. Duane IIIBoca Raton, FL | Rockefeller Financial LLC +1 more | Adviser and broker | – | Atlas | 1983 |
| 7Kathy S. DyerNokomis, FL | Rockefeller Capital Management +1 more | Adviser and broker | – | Atlas | 2016 |
| 8Kyle B. FaroFort Lauderdale, FL | Rockefeller Financial LLC +1 more | Adviser and broker | – | Atlas | 2008 |
| 9Ramy GeorgyWesley Chapel, FL | Rockefeller Financial LLC +1 more | Adviser and broker | – | Atlas | 2012 |
| 10Neva E. HagopianPalm Beach Gardens, FL | Rockefeller Capital Management +1 more | Adviser and broker | – | Atlas | 1997 |
25 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.