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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Dana R. ArvanitesHoffman Estates, ILThe Dala Group, LLCAdviser onlyCFPAtlas2021
2Tina M. BarrileHoffman Estates, ILThe Dala Group, LLCAdviser onlyCFP, CFAAtlas2004
3Stacy J. BromannHoffman Estates, ILThe Dala Group, LLCAdviser only–Atlas2018
4Peyton R. BrousseauHoffman Estates, ILThe Dala Group, LLCAdviser only–Atlas2026
5Michael D. HeatwoleHoffman Estates, ILThe Dala Group, LLCAdviser onlyCFPAtlas2013
6Linette MejiaHoffman Estates, ILThe Dala Group, LLCAdviser only–Atlas2025
7Trey D. RoachHoffman Estates, ILThe Dala Group, LLCAdviser only–Atlas2024
8Alexis SwaneyHoffman Estates, ILThe Dala Group, LLCAdviser only–Atlas2026
9Kimberly C. VelascoHoffman Estates, ILThe Dala Group, LLCAdviser onlyCFPAtlas2014

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.