Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Ernesto AguilarSan Antonio, TX | Broadway Wealth Solutions | Adviser only | – | Atlas | 2016 |
| 2Robin J. BadilloSan Antonio, TX | Broadway Wealth Solutions | Adviser only | – | Atlas | 2025 |
| 3Khristene A. CanoSan Antonio, TX | Broadway Wealth Solutions | Adviser only | – | Atlas | 2009 |
| 4Alfonso CharlesSan Antonio, TX | Broadway Wealth Solutions | Adviser only | – | Atlas | 2024 |
| 5Christian R. EscamillaSan Antonio, TX | Broadway Wealth Solutions | Adviser only | – | Atlas | 2014 |
| 6Paul A. FigueroaSan Antonio, TX | Broadway Wealth Solutions | Adviser only | – | Atlas | 2023 |
| 7Harlee C. HolcombSan Antonio, TX | Broadway Wealth Solutions | Adviser only | – | Atlas | 2022 |
| 8Nicole A. LopezSan Antonio, TX | Broadway Wealth Solutions | Adviser only | – | Atlas | 2021 |
| 9Michael D. Ryan Jr.San Antonio, TX | Broadway Wealth Solutions | Adviser only | – | Atlas | 2015 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.