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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 942 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

942 advisors

Unlock all 942
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Adam S. AbramsonAtlanta, GARockefeller Financial LLC +1 moreAdviser and brokerCFPAtlas2007
2Cathy L. AchterArlington, VARockefeller Financial LLCAdviser and broker–Atlas1996
3Trevor C. AdamsFlorham Park, NJRockefeller Financial LLCAdviser and broker–Atlas2017
4Azim AhmedNew York, NYRockefeller Financial LLCAdviser and brokerCFAAtlas2024
5Genesis AlbaNew York, NYRockefeller Financial LLCAdviser and broker–Atlas2016
6Arthur G. Alexander Jr.Dallas, TXRockefeller Financial LLC +1 moreAdviser and broker–Atlas1983
7Shawna D. AlexanderThe Woodlands, TXRockefeller Financial LLCAdviser and brokerChFCAtlas2014
8George D. AllenAtlanta, GARockefeller Financial LLCAdviser and broker–Atlas2025
9Harry AlsfineNew York, NYRockefeller Financial LLCAdviser and broker–Atlas2024
10Joel T. AmadorNew York, NYRockefeller Financial LLC +1 moreAdviser and broker–Atlas2019

932 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.