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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

8 advisors

Unlock all 8
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Joseph M. ChurchChesterfield, MORockefeller Financial LLCAdviser and brokerCFPAtlas2001
2Lindsay DreyerChesterfield, MORockefeller Financial LLCAdviser and broker–Atlas2016
3Jessica A. EmsChesterfield, MORockefeller Financial LLCAdviser and broker–Atlas2020
4Theresa M. GorinChesterfield, MORockefeller Financial LLCAdviser and brokerCFPAtlas2001
5Evan PotterChesterfield, MORockefeller Financial LLCAdviser and broker–Atlas2026
6Eric M. VerhulstChesterfield, MORockefeller Financial LLCAdviser and broker–Atlas2001
7Stephanie B. WalshChesterfield, MORockefeller Financial LLCAdviser and brokerCFPAtlas2015
8Vonda K. WarrenChesterfield, MORockefeller Financial LLCAdviser and broker–Atlas2007

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.