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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 63 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

63 advisors

Unlock all 63
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Tracy R. BakerMinneola, FLRockefeller Financial LLCAdviser and broker–Atlas2012
2Christopher M. BellBoca Raton, FLRockefeller Financial LLC +1 moreAdviser and broker–Atlas2008
3Zachary J. Bond-StefoPonte Vedra, FLRockefeller Financial LLC +1 moreAdviser and broker–Atlas2019
4Jarrett T. BostwickWellington, FLRockefeller Financial LLC +1 moreAdviser and broker–Atlas2003
5Raymond L. ChaseFlorham Park, NJRockefeller Financial LLC +1 moreAdviser and brokerCFPAtlas1997
6Peter J. ClarkePalm Beach Gardens, FLRockefeller Financial LLC +1 moreAdviser and broker–Atlas1991
7Biagio DelboccioNaples, FLRockefeller Financial LLCAdviser and broker–Atlas2024
8John M. Duane IIIBoca Raton, FLRockefeller Financial LLC +1 moreAdviser and broker–Atlas1983
9Kathy S. DyerFlorham Park, NJRockefeller Financial LLC +1 moreAdviser and broker–Atlas2016
10Thomas G. Eastwood Jr.Winter Park, FLRockefeller Financial LLCAdviser and brokerCFPAtlas1998

53 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.