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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 142 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

142 advisors

Unlock all 142
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Sora AraimSan Francisco, CARockefeller Financial LLCAdviser and broker–Atlas2007
2Sue BadgleyLos Angeles, CARockefeller Financial LLCAdviser and broker–Atlas2002
3Alexander F. BarrettLos Angeles, CARockefeller Financial LLC +1 moreAdviser and broker–Atlas2011
4Matthew D. BelfantiLos Angeles, CARockefeller Financial LLC +1 moreAdviser and broker–Atlas2010
5Teresa C. BeltranLos Angeles, CARockefeller Financial LLCAdviser and broker–Atlas2022
6Matthew BirkettLos Angeles, CARockefeller Financial LLC +1 moreAdviser and brokerCFPAtlas2005
7Dennis P. BloomLos Angeles, CARockefeller Financial LLCAdviser and broker–Atlas1993
8Emily A. BloomLos Angeles, CARockefeller Financial LLCAdviser and broker–Atlas2025
9Joseph P. BloomLos Angeles, CARockefeller Financial LLCAdviser and broker–Atlas2025
10Sonya A. BramptonPalo Alto, CARockefeller Financial LLCAdviser and broker–Atlas2022

132 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.