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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 13 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

13 advisors

Unlock all 13
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Miguel F. Aguirre TovarBogotaCredicorp Capital Advisors LLCAdviser and broker–Atlas2026
2Stefano G. Banchero HerreraLimaCredicorp Capital Advisors LLCAdviser only–Atlas2026
3Camilo Garcia MerlanoMiami, FLCredicorp Capital Advisors LLCAdviser and broker–Atlas2024
4Alberto Hooker De La PenaLimaCredicorp Capital Advisors LLCAdviser only–Atlas2025
5Christopher A. HoshiMiami, FLCredicorp Capital Advisors LLCAdviser and broker–Atlas2021
6Sergio M. Lock MontLimaCredicorp Capital Advisors LLCAdviser only–Atlas2026
7Juan C. Lopez CorredorMiami, FLCredicorp Capital Advisors LLCAdviser and broker–Atlas2019
8Fernando Pardo MartinezMiami, FLCredicorp Capital Advisors LLCAdviser and broker–Atlas2009
9Jose I. PenafielMiami, FLCredicorp Capital Advisors LLCAdviser and broker–Atlas2014
10Fabiola E. PenalozaMiami, FLCredicorp Capital Advisors LLCAdviser and broker–Atlas2020

3 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.