Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
8 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Thomas M. BaerErie, PA | Arkadios Wealth Advisors | Adviser and broker | – | Atlas | 2009 |
| 2Scott R. BrownAlburtis, PA | Arkadios Wealth Advisors | Adviser and broker | ChFC | Atlas | 2012 |
| 3Keegan G. CarlLemoyne, PA | Arkadios Wealth Advisors | Adviser and broker | – | Atlas | 2025 |
| 4Bryan R. CoglianoBerwyn, PA | Arkadios Wealth Advisors | Adviser and broker | CFP | Atlas | 2007 |
| 5Frank B. Hanna Jr.Berwyn, PA | Arkadios Wealth Advisors | Adviser and broker | ChFC | Atlas | 2011 |
| 6Raymond MartinChester Springs, PA | Arkadios Wealth Advisors +1 more | Adviser and broker | – | Atlas | 2025 |
| 7Richard P. MatthewsLemoyne, PA | Arkadios Wealth Advisors | Adviser and broker | CFP | Atlas | 2000 |
| 8Ralph L. Thrush IIILemoyne, PA | Arkadios Wealth Advisors | Adviser and broker | – | Atlas | 2014 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.