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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 113 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

113 advisors

Unlock all 113
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Mohamed A. AlsoraimiSan Diego, CAKingswood Wealth Advisors, LLCAdviser and broker–Atlas2015
2Norman L. AndersonPhoenix, AZKingswood Wealth Advisors, LLCAdviser and brokerChFCAtlas2007
3Dean T. AntonopoulosSan Diego, CAKingswood Wealth Advisors, LLCAdviser and broker–Atlas1998
4Tyler T. BashawLake Worth, FLKingswood Wealth Advisors, LLCAdviser and broker–Atlas2007
5William G. BianchiSan Diego, CAKingswood Wealth Advisors, LLCAdviser and broker–Atlas2021
6Dayna L. BirkleySanta Barbara, CAKingswood Wealth Advisors, LLCAdviser and broker–Atlas2007
7John N. Bliss IIISan Diego, CAKingswood Wealth Advisors, LLCAdviser and broker–Atlas2016
8Brian BrakerRoseville, CAKingswood Wealth Advisors, LLCAdviser and broker–Atlas2025
9Conrad K. BransonSan Diego, CAKingswood Wealth Advisors, LLCAdviser and broker–Atlas2002
10Julie A. BroadySan Diego, CAKingswood Wealth Advisors, LLCAdviser and broker–Atlas2001

103 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.