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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 11 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

11 advisors

Unlock all 11
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1David A. BenderBeverly Hills, CASiebert Advisornxt, LLC.Adviser and broker–Atlas1998
2Bo J. CalvertBeverly Hills, CASiebert Advisornxt, LLC.Adviser and broker–Atlas2025
3Albert F. DipippoPlaya Del Rey, CASiebert Advisornxt, LLC.Adviser and broker–Atlas2003
4Colette ErasmusBeverly Hills, CASiebert Advisornxt, LLC.Adviser and broker–Atlas2025
5Bruce A. GalbraithSeal Beach, CASiebert Advisornxt, LLC.Adviser and broker–Atlas2003
6Gary J. GonzalezCalabasas, CASiebert Advisornxt, LLC.Adviser and broker–Atlas2008
7Kamyar KashfiBeverly Hills, CASiebert Advisornxt, LLC.Adviser and broker–Atlas2003
8Andrew G. McDonaldBeverly Hills, CASiebert Advisornxt, LLC.Adviser and broker–Atlas2017
9Rita D. SchwartzCalabase, CASiebert Advisornxt, LLC.Adviser and broker–Atlas2016
10Alec J. StevensonBeverly Hills, CASiebert Advisornxt, LLC.Adviser and broker–Atlas2021

1 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.