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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Gavin C. FinnicalCharlotte, NCLinden Thomas Advisory Services, LLCAdviser and brokerCFPAtlas2023
2Alexander J. HillCharlotte, NCLinden Thomas Advisory Services, LLC +1 moreAdviser and brokerCFAAtlas2012
3Bryan L. KrakkerCharlotte, NCLinden Thomas Advisory Services, LLCAdviser and broker–Atlas2011
4Zachary R. LadowskiCharlotte, NCLinden Thomas Advisory Services, LLCAdviser only–Atlas2026
5Jack R. LawrenceCharlotte, NCLinden Thomas Advisory Services, LLCAdviser onlyCFPAtlas2026
6Brandon C. McPhersonCharlotte, NCLinden Thomas Advisory Services, LLC +1 moreAdviser onlyCFAAtlas2019
7Luke T. StenzelCharlotte, NCLinden Thomas Advisory Services, LLCAdviser only–Atlas2026
8Nick C. StockdaleCharlotte, NCLinden Thomas Advisory Services, LLCAdviser and broker–Atlas2019
9Stephen L. ThomasCharlotte, NCLinden Thomas Advisory Services, LLC +1 moreAdviser and broker–Atlas2001

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.