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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 1,942 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

1,942 advisors

Unlock all 1,942
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Richard A. AbellSacramento, CANorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2025
2Joanna M. AdamsCincinnati, OHNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2016
3Mark F. AdamsFairfax, VANorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2008
4Nancy A. AdamsFairfield, CTNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2013
5Lorne A. AdrainProvidence, RINorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2011
6James A. Adrian Jr.Naperville, ILNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2007
7Brian L. AikensAkron, OHNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2014
8Ryan N. AinsworthGilbert, AZNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2015
9Eliana A. AkoughMilwaukee, WINorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2023
10Sadie M. AlbisMilwaukee, WINorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2025

1,932 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.