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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Brian K. BurgSioux Falls, SDNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2005
2Daniel K. HougSioux Falls, SDNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2015
3Carrie B. KlareSioux Falls, SDNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2013
4Kevin D. KlareSioux Falls, SDNorthwestern Mutual Investment Services, LLCAdviser and brokerCFPAtlas2001
5Matthew D. MartinRapid City, SDNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2015
6Michael W. MohrMitchell, SDNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2009
7Cami J. OvermanSioux Falls, SDNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2014
8Ross E. ReitsmaSioux Falls, SDNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2015
9Heather SchellingSioux Falls, SDNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2009
10Christopher J. SchenkelSioux Falls, SDNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2011

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.