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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 138 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

138 advisors

Unlock all 138
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1David B. AndresBoca Raton, FLNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2012
2Jay AppelFt Lauderdale, FLNorthwestern Mutual Investment Services, LLCAdviser and brokerCFPAtlas2025
3Anne AslanSt Petersburg, FLNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2005
4Stephen R. AtkinsonWest Palm Bch, FLNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2011
5James D. AtnipJacksonville, FLNorthwestern Mutual Investment Services, LLCAdviser and brokerChFCAtlas2008
6Bryson K. BardTallahassee, FLNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2025
7Justin J. BassellClearwater, FLNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2025
8Wayne M. BernaOrmond Beach, FLNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2008
9Heidi BishopTampa, FLNorthwestern Mutual Investment Services, LLCAdviser and broker–Atlas2015
10Arthur M. BlickWest Palm Bch, FLNorthwestern Mutual Investment Services, LLCAdviser and brokerCFPAtlas2026

128 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.