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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Howard F. BarkerSan Diego, CAInvicta Financial GroupAdviser only–Atlas2018
2Alexander J. ChavezYuma, AZInvicta Financial GroupAdviser only–Atlas2026
3Ryan P. DanielsYuma, AZInvicta Financial GroupAdviser only–Atlas2025
4Sandi I. GoldhamerYuma, AZInvicta Financial GroupAdviser only–Atlas2021
5Leigh B. HarnsLa Mesa, CAInvicta Financial GroupAdviser only–Atlas2018
6Doyel N. Price Jr.Yuma, AZInvicta Financial GroupAdviser only–Atlas2003
7Stephanie L. ProvostSan Diego, CAInvicta Financial GroupAdviser only–Atlas2026
8Matthew P. RoseSan Diego, CAInvicta Financial GroupAdviser onlyCFP, ChFCAtlas2014
9Matthew G. SebenolerBoerne, TXInvicta Financial GroupAdviser only–Atlas1995
10George E. Stratmann Jr.San Diego, CAInvicta Financial GroupAdviser only–Atlas2005

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.