Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
9 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1John W. Bach Jr.Springboro, OH | Invest Capital Partners | Adviser only | CFP | Atlas | 2008 |
| 2Vincent P. DipietroSpringboro, OH | Invest Capital Partners | Adviser only | – | Atlas | 2003 |
| 3Michael W. DrummondColumbus, OH | Invest Capital Partners | Adviser only | – | Atlas | 2017 |
| 4Lucas FrazierSpringboro, OH | Invest Capital Partners | Adviser only | – | Atlas | 2026 |
| 5Jeffrey A. LutzSpringboro, OH | Invest Capital Partners | Adviser only | – | Atlas | 2000 |
| 6Aaron R. MertenSpringboro, OH | Invest Capital Partners | Adviser only | – | Atlas | 2026 |
| 7Katherine W. MitakidesSpringboro, OH | Invest Capital Partners | Adviser only | – | Atlas | 2019 |
| 8Curtis M. Riley IISpringboro, OH | Invest Capital Partners | Adviser only | – | Atlas | 2020 |
| 9Mark A. WaltersGranville, OH | Invest Capital Partners | Adviser only | – | Atlas | 2011 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.