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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 11 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

11 advisors

Unlock all 11
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Milton J. Beile IIISaint Louis, MOVestech Asset Management Inc.Adviser and broker–Atlas2001
2Mark H. ChaoSaint Louis, MOVestech Asset Management Inc.Adviser and broker–Atlas2010
3Erven J. Frericks Jr.Saint Charles, MOVestech Asset Management Inc.Adviser and brokerCFPAtlas1995
4Amir H. GolzarSaint Louis, MOVestech Asset Management Inc. +1 moreAdviser and broker–Atlas2015
5Robert J. HalldinSaint Louis, MOVestech Asset Management Inc.Adviser only–Atlas2000
6John C. HuangSaint Louis, MOVestech Asset Management Inc.Adviser and broker–Atlas2004
7Keith E. MillerKings Mountain, NCVestech Asset Management Inc.Adviser and broker–Atlas2004
8Jingbo PanLong Grove, ILVestech Asset Management Inc.Adviser and broker–Atlas2009
9Jianan QinSaint Louis, MOVestech Asset Management Inc.Adviser and broker–Atlas2023
10Marco A. RamirezSaint Louis, MOVestech Asset Management Inc.Adviser and broker–Atlas2006

1 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.