Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 7 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
7 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Erik S. ClayMadison, WI | Steward Partners Investment Advisory, LLC | Adviser and broker | CFP | Atlas | 2011 |
| 2Gerald A. JonesMequon, WI | Steward Partners Investment Advisory, LLC | Adviser and broker | – | Atlas | 2011 |
| 3Joshua A. LeberMequon, WI | Steward Partners Investment Advisory, LLC | Adviser and broker | – | Atlas | 2019 |
| 4Aaron C. MooreMadison, WI | Steward Partners Investment Advisory, LLC | Adviser and broker | – | Atlas | 2019 |
| 5John J. O'Hare IIMequon, WI | Steward Partners Investment Advisory, LLC | Adviser and broker | CFA | Atlas | 1997 |
| 6John J. O'Hare IIIMequon, WI | Steward Partners Investment Advisory, LLC | Adviser and broker | – | Atlas | 2011 |
| 7Megan A. ShupeMequon, WI | Steward Partners Investment Advisory, LLC | Adviser and broker | – | Atlas | 2023 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.