Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
8 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Charles B. Bailey IIIGrove Hill, AL | Steward Partners Investment Advisory, LLC | Adviser and broker | – | Atlas | 2001 |
| 2John N. FergusonMobile, AL | Steward Partners Investment Advisory, LLC | Adviser and broker | CFP | Atlas | 2004 |
| 3Luke T. FerrellJasper, AL | Steward Partners Investment Advisory, LLC | Adviser and broker | – | Atlas | 2021 |
| 4Laureen H. LynnMobile, AL | Steward Partners Investment Advisory, LLC | Adviser and broker | – | Atlas | 1995 |
| 5Kyle T. MartinBirmingham, AL | Steward Partners Investment Advisory, LLC | Adviser and broker | – | Atlas | 2007 |
| 6William S. McFaddenMobile, AL | Steward Partners Investment Advisory, LLC | Adviser and broker | – | Atlas | 2026 |
| 7Kellie B. ThompsonMobile, AL | Steward Partners Investment Advisory, LLC | Adviser and broker | – | Atlas | 2002 |
| 8Michael W. Wiginton Sr.Jasper, AL | Steward Partners Investment Advisory, LLC | Adviser and broker | CFA | Atlas | 2006 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.