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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Gregory W. BeaversWesterville, OHBankers Life Advisory Services, Inc.Adviser and broker–Atlas2025
2Clara BopeWesterville, OHBankers Life Advisory Services, Inc.Adviser and broker–Atlas2026
3John F. CioccaAkron, OHBankers Life Advisory Services, Inc.Adviser and broker–Atlas2004
4Caden M. JohnsonBeachwood, OHBankers Life Advisory Services, Inc.Adviser only–Atlas2020
5John M. KwasnikWesterville, OHBankers Life Advisory Services, Inc.Adviser and broker–Atlas2017
6Mark T. Mallia Jr.Beachwood, OHBankers Life Advisory Services, Inc.Adviser and brokerCFPAtlas2013
7Joseph R. PerigoLondon, OHBankers Life Advisory Services, Inc.Adviser only–Atlas2005
8Andrew J. PleuneWesterville, OHBankers Life Advisory Services, Inc.Adviser and broker–Atlas2023
9Ashton StachowskiBeachwood, OHBankers Life Advisory Services, Inc.Adviser and broker–Atlas2025
10Nicholas A. WeinerZanesville, OHBankers Life Advisory Services, Inc.Adviser and broker–Atlas2020

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.