Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 7 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
7 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Kayla E. BoronWilliamsville, NY | Blackridge Asset Management, LLC | Adviser and broker | – | Atlas | 2021 |
| 2James G. DursoWaterloo, NY | Blackridge Asset Management, LLC | Adviser and broker | – | Atlas | 2016 |
| 3Christina M. HandNunda, NY | Blackridge Asset Management, LLC | Adviser and broker | – | Atlas | 2021 |
| 4Denise J. NostromMedford, NY | Blackridge Asset Management, LLC | Adviser and broker | – | Atlas | 2013 |
| 5Dennis P. OconnorNorthpoint, NY | Blackridge Asset Management, LLC | Adviser and broker | – | Atlas | 2021 |
| 6Ronald J. ReinsteinWilliamsville, NY | Independent Solutions Wealth Management, LLC +1 more | Adviser and broker | – | Atlas | 2014 |
| 7Joseph L. SchruttWilliamsville, NY | Blackridge Asset Management, LLC | Adviser and broker | – | Atlas | 2022 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.