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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 13 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

13 advisors

Unlock all 13
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1James E. BarnesIrvine, CAEquity Services, Inc.Adviser and broker–Atlas2023
2Michael W. ByrneIrvine, CAEquity Services, Inc.Adviser and brokerChFCAtlas2012
3George ChiuAlhambra, CAEquity Services, Inc.Adviser and broker–Atlas2006
4Adrian GomezIrvine, CAEquity Services, Inc.Adviser only–Atlas2023
5Shaojin GuoIrvine, CAEquity Services, Inc.Adviser and broker–Atlas2026
6Britton A. HammockIrvine, CAEquity Services, Inc.Adviser and broker–Atlas2024
7Mark A. JacobyIrvine, CAEquity Services, Inc.Adviser and broker–Atlas2002
8Janice LangAlhambra, CAEquity Services, Inc.Adviser and broker–Atlas2014
9Tuan M. NguyenDublin, CAEquity Services, Inc.Adviser and broker–Atlas2026
10Steven A. SimonBeverly Hills, CAEquity Services, Inc.Adviser and brokerChFCAtlas2000

3 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.