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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 238 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

238 advisors

Unlock all 238
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1James S. AdducciPalos Heights, ILOsaic Wealth, Inc.Adviser and brokerCFPAtlas2008
2Mansoor AhmedDowners Grove, ILOsaic Wealth, Inc.Adviser and broker–Atlas2001
3Carol L. AndersonNaperville, ILOsaic Wealth, Inc. +1 moreAdviser and broker–Atlas1999
4William J. AndrewPeoria Heights, ILOsaic Wealth, Inc.Adviser and broker–Atlas2012
5Bradley A. ArndtNokomis, ILOsaic Wealth, Inc.Adviser and brokerCFPAtlas2001
6Cory BannesterOakbrook Terrace, ILOsaic Wealth, Inc.Adviser and broker–Atlas2026
7Denise M. BaranowskiWarrenville, ILOsaic Wealth, Inc.Adviser and broker–Atlas2002
8Lance A. BarbreCarmi, ILOsaic Wealth, Inc.Adviser and broker–Atlas2005
9Andrew P. BarclayEast Peoria, ILOsaic Wealth, Inc.Adviser and broker–Atlas2016
10Phillip E. BattinWarrenville, ILOsaic Wealth, Inc.Adviser and broker–Atlas2001

228 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.