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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 33 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

33 advisors

Unlock all 33
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Brandon T. AsherWestlake Village, CASanctuary Advisors, LLCAdviser and broker–Atlas2011
2James E. ChiateIrvine, CASanctuary Advisors, LLCAdviser and broker–Atlas2003
3Edward T. Christiansen Jr.Walnut Creek, CASanctuary Advisors, LLCAdviser and broker–Atlas2001
4Trevor A. ChristiansenWalnut Creek, CASanctuary Advisors, LLCAdviser and broker–Atlas2023
5Eric A. DavalosAliso Viejo, CASanctuary Advisors, LLCAdviser and broker–Atlas2017
6Jeffrey A. DeweesAliso Viejo, CASanctuary Advisors, LLCAdviser and broker–Atlas1998
7Joshua EricksonWalnut Creek, CASanctuary Advisors, LLCAdviser and broker–Atlas2012
8Nicole A. GarfiasSanta Barbara, CASanctuary Advisors, LLCAdviser and broker–Atlas2021
9Cynthia M. GeorghiouWestlake Village, CASanctuary Advisors, LLCAdviser and broker–Atlas2018
10Christian A. GlombLos Gatos, CASanctuary Advisors, LLCAdviser and broker–Atlas2001

23 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.