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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 1,521 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

1,521 advisors

Unlock all 1,521
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Lee A. AbbeyDurham, NCTiaa-Cref Individual & Institutional Services, LLCAdviser and broker–Atlas2022
2Ross H. AbbottSimsbury, CTTiaa-Cref Individual & Institutional Services, LLCAdviser and broker–Atlas2012
3Jonathan D. AbbuehlTampa, FLTiaa-Cref Individual & Institutional Services, LLCAdviser and broker–Atlas2015
4Mohanad AbdanFrisco, TXTiaa-Cref Individual & Institutional Services, LLCAdviser and broker–Atlas2025
5Scott R. AbernethyNew Hope, PATiaa-Cref Individual & Institutional Services, LLCAdviser onlyCFAAtlas2005
6Sean M. AbleCharlotte, NCTiaa-Cref Individual & Institutional Services, LLCAdviser and broker–Atlas2023
7Neal AcharyaCharlotte, NCTiaa-Cref Individual & Institutional Services, LLCAdviser and broker–Atlas2017
8Donald W. AdamKingsville, MDTiaa-Cref Individual & Institutional Services, LLCAdviser onlyCFAAtlas2025
9Georgia M. AdamsFrisco, TXTiaa-Cref Individual & Institutional Services, LLCAdviser and broker–Atlas2002
10Lindsey A. AdamsConcord, NCTiaa-Cref Individual & Institutional Services, LLCAdviser and broker–Atlas2026

1,511 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.