Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 7 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
7 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Jeffery S. Begovatz IIBrookfield, WI | Tiaa-Cref Individual & Institutional Services, LLC | Adviser and broker | – | Atlas | 2011 |
| 2Jon D. LandvatterBrookfield, WI | Tiaa-Cref Individual & Institutional Services, LLC | Adviser and broker | – | Atlas | 2004 |
| 3Michael J. LaniganBrookfield, WI | Tiaa-Cref Individual & Institutional Services, LLC | Adviser and broker | – | Atlas | 2016 |
| 4Jeffrey B. LarsonBelleville, WI | Tiaa-Cref Individual & Institutional Services, LLC | Adviser and broker | – | Atlas | 2007 |
| 5Susan M. LenzBrookfield, WI | Tiaa-Cref Individual & Institutional Services, LLC | Adviser and broker | – | Atlas | 2008 |
| 6Sarah L. MillerMadison, WI | Tiaa-Cref Individual & Institutional Services, LLC | Adviser and broker | – | Atlas | 2026 |
| 7Scott P. ThomasMadison, WI | Tiaa-Cref Individual & Institutional Services, LLC | Adviser and broker | – | Atlas | 2016 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.