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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 15 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

15 advisors

Unlock all 15
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Colleen M. BucknumSeattle, WAHsbc Securities (USA) Inc.Adviser and broker–Atlas2015
2Elijah ChenSeattle, WAHsbc Securities (USA) Inc.Adviser and broker–Atlas2024
3Meiling ElsnerBellevue, WAHsbc Securities (USA) Inc.Adviser and broker–Atlas2021
4Todd HaberlySeattle, WAHsbc Securities (USA) Inc.Adviser and brokerCFAAtlas2017
5Zhipan HuangSeattle, WAHsbc Securities (USA) Inc.Adviser and broker–Atlas2024
6David IshiiBellevue, WAHsbc Securities (USA) Inc.Adviser and broker–Atlas2025
7Thomas A. JaffeBothell, WAHsbc Securities (USA) Inc.Adviser and broker–Atlas2005
8Luke JauholaSeattle, WAHsbc Securities (USA) Inc.Adviser and broker–Atlas2002
9Samiran S. KunduBellevue, WAHsbc Securities (USA) Inc.Adviser and broker–Atlas2022
10Qiang LuBellevue, WAHsbc Securities (USA) Inc.Adviser and broker–Atlas2019

5 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.