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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 178 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

178 advisors

Unlock all 178
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Mohamed AbdelgawadNew York, NYHsbc Securities (USA) Inc.Adviser and broker–Atlas2021
2Atif AhmadNew York, NYHsbc Securities (USA) Inc.Adviser and broker–Atlas2024
3Syed W. AhmedNew York, NYHsbc Securities (USA) Inc.Adviser and broker–Atlas2017
4John P. AielloStaten Island, NYHsbc Securities (USA) Inc.Adviser and broker–Atlas2013
5Haider AliNew Rochelle, NYHsbc Securities (USA) Inc.Adviser and broker–Atlas2026
6Robert M. AlthoffBrooklyn, NYHsbc Securities (USA) Inc.Adviser and broker–Atlas2023
7Carolina Angel JassirNew York, NYHsbc Securities (USA) Inc.Adviser and broker–Atlas2018
8Ibtesam S. ArabiatNew York, NYHsbc Securities (USA) Inc.Adviser and broker–Atlas2019
9Christian ArliaBrooklyn, NYHsbc Securities (USA) Inc.Adviser and broker–Atlas2007
10Anwar AustinRock Tavern, NYHsbc Securities (USA) Inc.Adviser and broker–Atlas2024

168 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.