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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 64 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

64 advisors

Unlock all 64
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Kyle D. BakerWalnut Creek, CAHsbc Securities (USA) Inc.Adviser and broker–Atlas2024
2Douglas A. Barrera VenturaChino, CAHsbc Securities (USA) Inc.Adviser and broker–Atlas2023
3Xuan CaoCupertino, CAHsbc Securities (USA) Inc.Adviser and broker–Atlas2011
4Mark C. ChenArcadia, CAHsbc Securities (USA) Inc.Adviser and brokerCFP, ChFCAtlas2014
5Jimmy K. ChowSan Francisco, CAHsbc Securities (USA) Inc.Adviser and broker–Atlas2022
6Kun Lin ChungSan Jose, CAHsbc Securities (USA) Inc.Adviser and broker–Atlas2006
7Richard D. CordellBeverly Hills, CAHsbc Securities (USA) Inc.Adviser and brokerCFPAtlas1997
8Alireza DamirchilouBeverly Hills, CAHsbc Securities (USA) Inc.Adviser and broker–Atlas2026
9Xi FeiCupertino, CAHsbc Securities (USA) Inc.Adviser and broker–Atlas2024
10David E. GrandeWhittier, CAHsbc Securities (USA) Inc.Adviser and broker–Atlas2025

54 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.